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Securities regulation in the United States
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1	OMB APPROVAL OMB Number: Estimated average burden hours per response Add to Reading List Source URL: cdn.batstrading.com Language: English - Date: 2016-01-25 11:39:34 Economy Finance Financial regulation Stock market Corporate crime U.S. Securities and Exchange Commission Futures contract Securities Exchange Act New York Stock Exchange Securities regulation in the United States Option Security
2	OMB APPROVAL OMB Number: Estimated average burden hours per response Add to Reading List Source URL: cdn.batstrading.com Language: English - Date: 2016-05-13 15:35:58 Economy of the United States Financial regulation 73rd United States Congress U.S. Securities and Exchange Commission Economy Securities Exchange Act Securities regulation in the United States New York Stock Exchange National Market System Futures contract Direct Edge
3	OMB APPROVAL OMB Number: Estimated average burden hours per response Add to Reading List Source URL: cdn.batstrading.com Language: English - Date: 2016-07-01 10:49:53 SEC filings Financial regulation 73rd United States Congress U.S. Securities and Exchange Commission Economy Finance Securities Exchange Act Security Securities regulation in the United States Futures contract Schedule TO
4	SR-FINRANotice of Filing and Immediate Effectiveness Add to Reading List Source URL: www.batsoptions.com Language: English - Date: 2011-04-30 09:58:53 United States securities law Self-regulatory organizations U.S. Securities and Exchange Commission Economy Financial Industry Regulatory Authority Law Securities Exchange Act Government Securities regulation in the United States
5	Microsoft Wordindex1.doc Add to Reading List Source URL: www.osc.gov.on.ca Language: English - Date: 2016-06-15 10:59:39 Economy Financial regulation Finance Self-regulatory organizations Canadian law Canadian securities regulation Ontario Securities Commission Canadian Securities Administrators 73rd United States Congress U.S. Securities and Exchange Commission Securities regulation in the United States International Organization of Securities Commissions
6	OMB APPROVAL OMB Number: Estimated average burden hours per response Add to Reading List Source URL: cdn.batstrading.com Language: English - Date: 2016-04-14 15:42:16 Economy Finance Money U.S. Securities and Exchange Commission Stock market 73rd United States Congress Extended-hours trading Funds Investment Securities Exchange Act New York Stock Exchange Securities regulation in the United States
7	OMB APPROVAL OMB Number: Estimated average burden hours per response Add to Reading List Source URL: cdn.batstrading.com Language: English - Date: 2016-07-15 13:45:03 Finance Money Economy Exchange-traded funds VanEck IShares U.S. Securities and Exchange Commission SPDR Index fund Financial adviser Securities Exchange Act Securities regulation in the United States
8	OMB APPROVAL OMB Number: Estimated average burden hours per response Add to Reading List Source URL: cdn.batstrading.com Language: English - Date: 2016-01-26 09:09:48 Economy Finance Money Financial markets Stock market 73rd United States Congress U.S. Securities and Exchange Commission BATS Global Markets Securities Exchange Act Futures contract Direct Edge Securities regulation in the United States
9	OMB APPROVAL OMB Number: Estimated average burden hours per response Add to Reading List Source URL: cdn.batstrading.com Language: English - Date: 2016-05-17 13:03:51 Economy Finance Financial markets Money Direct Edge Consolidated Tape Association Securities Exchange Act U.S. Securities and Exchange Commission Securities regulation in the United States Broker-dealer Schedule TO Market data
10	PDF Document Add to Reading List Source URL: federalombuds.ed.gov Language: English - Date: 2015-03-02 20:22:14 Economy Finance Money United States securities law Self-regulatory organizations Financial Industry Regulatory Authority Ombudsman Securities regulation in the United States ACT Brokerage firm Broker-dealer

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